- SEC rules
- фин., амер. = Securities and Exchange Commission rules
Финансовые рынки. Новый англо-русский толковый словарь. - М.: «Экономическая школа».. 2006.
SEC rules
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SEC Form DEF13E3 — Form DEF13E3 is an initial preliminary statement in connection with a company or an affiliate going private. It is accompanied by other proxy materials pursuant to SEC rules governing going private transactions. In combination, all the filings… … Investment dictionary
SEC Rule 10b5-1 — is an administrative rule [http://www.sec.gov/rules/final/33 7881.htm enacted] by the United States Securities and Exchange Commission (SEC) in 2000. The SEC states that Rule 10b5 1 was enacted in order to resolve an… … Wikipedia
SEC Rule 10b-5 — is one of the most important rules promulgated by the U.S. Securities and Exchange Commission, pursuant to its authority granted under the Securities Exchange Act of 1934. The rule prohibits any act or omission resulting in fraud or deceit in… … Wikipedia
Rules of Go — This is an in depth discussion of the rules of go. There has been a certain amount of variation in the rules of go over time, and from place to place. This article discusses those sets of rules broadly similar to the ones currently in use in East … Wikipedia
SEC on CBS — The SEC on CBS The SEC on CBS logo Format Sports Created by CBS Sports Starring Verne Lundquist … Wikipedia
SEC filing — An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies and certain insiders are required to make regular SEC filings. Investors and financial professionals… … Wikipedia
SEC — The Securities and Exchange Commission, the primary federal regulatory agency of the securities industry. The New York Times Financial Glossary Securities and Exchange Commission (SEC) The Federal agency with responsibility for regulating… … Financial and business terms
SEC Form TA-2 — A form completed by transfer agents when submitting its annual report of transfer activities. Information collected on Form TA 2 is used by regulatory bodies for the oversight of transfer agents. Depending on the type of organization, SEC Form TA … Investment dictionary
SEC Form X-15AJ-2 — This form is the annual consolidated supplement , a form that is filed annually with the SEC by national securities associations and affiliated securities associations. SEC Form X 15AJ 2, the consolidated supplement, must be accompanied by three… … Investment dictionary
SEC Form 11-KT — A form filed with the Securities and Exchange Commission (SEC) that a company submits in lieu of, or in addition to, a standard 11 K report when a company changes its fiscal year end. The SEC Form 11 K is a special report for employee stock… … Investment dictionary
SEC Form 6-K — A form administrated by the Securities and Exchange Commission (SEC), the 6 K is a required submission for foreign private issuers of securities, pursuant to stated rules in the Securities Exchange Act of 1934. Any information that a foreign… … Investment dictionary
